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son who is
constituted guardian or other fiduciary of such claimant by the
laws of the State of residence of such claimant, or to any other
person who is otherwise legally vested with the care of the
claimant or of the claimant's estate, and need not be made directly
to such claimant. The Director of the Administrative Office of the
United States Courts may, at his or her discretion, determine
whether such payment is made directly to such claimant or to such
guardian, fiduciary, or other person legally vested with the care
of such claimant or the claimant's estate. Where no guardian or
other fiduciary of such minor or such person under legal disability
has been appointed under the laws of the State of residence of such
claimant, the Director of the Administrative Office of the United
States Courts shall determine the person who is otherwise legally
vested with the care of the claimant or of the claimant's estate.
(k) The years of service rendered by a judicial official which
may be creditable in calculating the amount of an annuity for such
judicial official's widow or widower under subsection (l) of this
section shall include -
(1) those years during which such judicial official served in
any of the offices designated in paragraph (1) of subsection (a)
of this section, including in the case of a Justice or judge of
the United States those years during which he or she continued to
hold office following retirement from regular active service
under section 371 or subsection (a) of section 372 of this title;
(2) those years during which such judicial official served as a
Senator, Representative, Delegate, or Resident Commissioner in
Congress, prior to assuming the responsibilities of any of the
offices designated in paragraph (1) of subsection (a) of this
section;
(3) those years during which such judicial official honorably
served on active duty in the Army, Navy, Air Force, Marine Corps,
or Coast Guard of the United States, prior to assuming the
responsibilities of any of the offices designated in paragraph
(1) of subsection (a) of this section: Provided, That those years
of such military service for which credit has been allowed for
the purposes of retirement or retired pay under any other
provision of law shall not be included as allowable years of such
service under this section;
(4) those years during which such judicial official served as
an "employee", as that term is defined in subsection (1) of
section 8331 of title 5, prior to assuming the responsibilities
of any of the offices designated in paragraph (1) of subsection
(a) of this section,(!1) and
(5) those years during which such judicial official had
deductions withheld from his or her retirement salary in
accordance with subsection (b)(1) or (2) of this section.
For the purposes of this subsection the term "years" shall mean
full years and twelfth parts thereof, excluding from the aggregate
any fractional part of a month which numbers less than fifteen full
days and including, as one full month, any fractional part of a
month which numbers fifteen full days or more. Nothing in this
subsection shall be interpreted as waiving or canceling that
reduction in the annuity of a widow or widower which is required by
subsection (d) of this section due to the failure of a judicial
official to make those deposits required by subsection (d) of this
section.
(l) The annuity of a widow or widower of a judicial official
shall be an amount equal to the sum of -
(1) 1.5 percent of the average annual salary, including
retirement salary, which such judicial official received for
serving in any of the offices designated in paragraph (1) of
subsection (a) of this section (i) during those three years of
such service, or during those three years while receiving a
retirement salary, in which his or her annual salary or
retirement salary was greatest, or (ii) if such judicial official
has so served less than three years, then during the total period
of such service prior to his or her death, multiplied by the
total of:
(A) the number of years of creditable service tabulated in
accordance with paragraph (1) of subsection (k) of this
section; plus
(B) the number of years of creditable service tabulated in
accordance with paragraph (2) of subsection (k) of this
section; plus
(C) the number of years of creditable service tabulated in
accordance with paragraph (3) of subsection (k) of this
section; plus
(D) the number of years during which the judicial official
had deductions withheld from his or her retirement salary under
subsection (b)(1) or (2) of this section; plus
(E) the number of years up to, but not exceeding, fifteen of
creditable service tabulated in accordance with paragraph (4)
of subsection (k) of this section,
plus:
(2) three-fourths of 1 percent of such average annual salary,
multiplied by the number of years of any prior creditable
service, as tabulated in accordance with subsection (k) of this
section, not applied under paragraph (1) of this subsection;
except that such annuity shall not exceed an amount equal to 50
percent of such average annual salary, nor be less than an amount
equal to 25 percent of such average annual salary. Any annuity
determined in accordance with the provisions of this subsection
shall be reduced to the extent required by subsection (d) of this
section, and by the amount of any annuity payable to a former
spouse under subsection (t).
(m) Each time that an increase is made under section 8340(b) of
title 5 in annuities paid under subchapter III of chapter 83 of
such title, each annuity payable from the Judicial Survivors'
Annuities Fund shall be increased at the same time by the same
percentage by which annuities are increased under that section.
(n) Each annuity authorized under this section shall accrue
monthly and shall be due and payable in monthly installments on the
first business day of the month following the month or other period
for which the annuity shall have accrued. No annuity authorized
under this section shall be assignable, either in law or in equity,
except as provided in subsections (s) and (t), or subject to
execution, levy, attachment, garnishment, or other legal process.
(o)(1) In any case in which a judicial official dies while in
office, while receiving retirement salary, or after filing an
election and otherwise complying with the conditions under
subsection (b)(2) of this section, and;
(A) subject to paragraph (2) of this subsection, before having
completed eighteen months of civilian service, computed in
accordance with subsection (k) of this section, during which the
salary deductions provided by subsection (b) of this section or
the deposit required by subsection (d) of this section have
actually been made; or
(B) after having completed eighteen months of civilian service,
computed in accordance with subsection (k) of this section,
during which all such deductions or deposits have been made, but
without a survivor or survivors who are entitled to receive the
annuity benefits provided by subsection (h) or (t) of this
section; or
(C) the rights of all persons entitled to receive the annuity
benefits provided by subsection (h) or (t) of this section
terminate before a valid claim therefor has been established;
the total amount credited to the individual account of that
judicial official, established under subsection (e) of this
section, with interest at 4 percent per annum to December 31, 1947,
and at 3 percent per annum thereafter, compounded on December 31,
of each year, to the date of that judicial official's death, shall
be paid, upon the establishment of a valid claim therefor, to the
person or persons surviving at the date title to the payment
arises, in the following order of precedence:
First, to the beneficiary or beneficiaries whom that judicial
official may have designated in a writing received by the
Administrative Office of the United States Courts prior to his or
her death;
Second, if there be no such beneficiary, to the widow or
widower of such judicial official;
Third, if none of the above, to the child or children of such
judicial official and the descendants of any deceased children by
representation;
Fourth, if none of the above, to the parents of such judicial
official or the survivor of them;
Fifth, if none of the above, to the duly appointed executor,
executrix, administrator, or administratrix of the estate of such
judicial official;
Sixth, if none of the above, to such other next of kin of such
judicial official, as may be determined by the Director of the
Administrative Office of the United States Courts to be entitled
to such payment, under the laws of the domicile of such judicial
official, at the time of his or her death.
Such payment shall be a bar to recovery by any other person. For
the purposes of this subsection only, a determination that an
individual is a widow, widower, or child of a judicial official may
be made by the Director of the Administrative Office of the United
States Courts without regard to the definitions of those terms
contained in paragraphs (3), (4), and (5) of subsection (a) of this
section.
(2) In cases in which a judicial official dies as a result of
assassination and leaves a survivor or survivors who are entitled
to receive the annuity benefits provided by subsection (h) or (t)
of this section, paragraph (1)(A) of this subsection shall not
apply.
(p) In any case in which all the annuities which are authorized
by this section and based upon the service of a given official
terminate before the aggregate amount of annuity payments received
by the annuitant or annuitants equals the total amount credited to
the individual account of such judicial official, established under
subsection (e) of this section with interest at 4 percent per annum
to December 31, 1947, and at 3 percent per annum thereafter,
compounded on December 31, of each year, to the date of that
judicial official's death, the difference between such total
amount, with such interest, and such aggregate amount shall be
paid, upon establishment of a valid claim therefor, in the order of
precedence prescribed in subsection (o) of this section.
(q) Any accrued annuity benefits remaining unpaid upon the
termination of an annuity, other than by the death of an annuitant,
shall be paid to that annuitant. Any accrued annuity benefits
remaining unpaid upon the death of an annuitant shall be paid, upon
the establishment of a valid claim therefor, in the following order
of precedence:
First, to the duly appointed executor, executrix,
administrator, or administratrix of the estate of such annuitant;
Second, if there is no such executor, executrix, administrator,
or administratrix, payments shall be made, after the expiration
of sixty days from the date of death of such annuitant, to such
individual or individuals as may appear, in the judgment of the
Director of the Administrative Office of the United States
Courts, to be legally entitled thereto, and such payment shall be
a bar to recovery by any other individual.
(r) Nothing contained in this section shall be interpreted to
prevent a widow or widower eligible for an annuity under this
section from simultaneously receiving such an annuity while also
receiving any other annuity to which such widow or widower may also
be entitled under any other law without regard to this section:
Provided, That service used in the computation of the annuity
conferred by this section shall not also be credited in computing
any such other annuity.
(s) A judicial official who has a former spouse may elect, under
procedures prescribed by the Director of the Administrative Office
of the United States Courts, to provide a survivor annuity for such
former spouse under subsection (t). An election under this
subsection shall be made at the time of retirement, or, if later,
within 2 years after the date on which the marriage of the former
spouse to the judicial official is dissolved. An election under
this subsection -
(1) shall not be effective to the extent that it -
(A) conflicts with -
(i) any court order or decree referred to in subsection
(t)(1), which was issued before the date of such election, or
(ii) any agreement referred to in such subsection which was
entered into before such date; or
(B) would cause the total of survivor annuities payable under
subsections (h) and (t) based on the service of the judicial
official to exceed 55 percent of the average annual salary (as
such term is used in subsection (l)) of such official; and
(2) shall not be effective, in the case of a judicial official
who is then married, unless it is made with the spouse's written
consent.
The Director of the Administrative Office of the United States
Courts shall provide by regulation that paragraph (2) of this
subsection may be waived if the judicial official establishes to
the satisfaction of the Director that the spouse's whereabouts
cannot be determined, or that, due to exceptional circumstances,
requiring the judicial official to seek the spouse's consent would
otherwise be inappropriate.
(t)(1) Subject to paragraphs (2) through (4) of this subsection,
a former spouse of a deceased judicial official is entitled to a
survivor annuity under this section if and to the extent expressly
provided for in an election under subsection (s), or in the terms
of any decree of divorce or annulment or any court order or
court-approved property settlement agreement incident to such
decree.
(2) The annuity payable to a former spouse under this subsection
may not exceed the difference between -
(A) the maximum amount that would be payable as an annuity to a
widow or widower under subsection (l), determined without taking
into account any reduction of such annuity caused by payment of
an annuity to a former spouse; and
(B) the amount of any annuity payable under this subsection to
any other former spouse of the judicial official, based on an
election previously made under subsection (s), or a court order
previously issued.
(3) The commencement and termination of an annuity payable under
this subsection shall be governed by the terms of the applicable
order, decree, agreement, or election, as the case may be, except
that any such annuity -
(A) shall not commence before -
(i) the day after the judicial official dies, or
(ii) the first day of the second month beginning after the
date on which the Director of the Administrative Office of the
United States Courts receives written notice of the order,
decree, agreement, or election, as the case may be, together
with such additional information or documentation as the
Director may prescribe,
whichever is later, and
(B) shall terminate no later than the last day of the month
before the former spouse remarries before becoming 55 years of
age or dies.
(4) For purposes of this section, a modification in a decree,
order, agreement, or election referred to in paragraph (1) of this
subsection shall not be effective -
(A) if such modification is made after the retirement of the
judicial official concerned, and
(B) to the extent that such modification involves an annuity
under this subsection.
(u) In the case of a judicial official who is assassinated, an
annuity shall be paid under this section notwithstanding a
survivor's eligibility for or receipt of benefits under chapter 81
of title 5, except that the annuity for which a surviving spouse is
eligible under this section shall be reduced to the extent that the
total benefits paid under this section and chapter 81 of title 5
for any year would exceed the current salary for that year of the
office of the judicial official.
(v) Subject to the terms of a decree, court order, or agreement
described in subsection (t)(1), if any judicial official ceases to
be married after making the election under subsection (a), he or
she may revoke such election in writing by notifying the Director
of the Administrative Office of the United States Courts. The
judicial official shall also notify any spouse or former spouse of
the application for revocation in accordance with such requirements
as the Director of the Administrative Office of the United States
Courts shall by regulation prescribe. The Director may provide
under such regulations that the notification requirement may be
waived with respect to a spouse or former spouse if the judicial
official establishes to the satisfaction of the Director that the
whereabouts of such spouse or former spouse cannot be determined.
(w) The Comptroller General of the United States shall, at the
end of each 3-fiscal year period, determine whether the
contributions by judicial officials under subsection (b) during
that 3-year period accounted for 50 percent of the costs of the
Judicial Survivors' Annuities Fund and if not, then what
adjustments in the contribution rates under subsection (b) should
be made to achieve that 50 percent figure. The Comptroller General
shall report the results of each determination under this
subsection to the Congress.
-SOURCE-
(Added Aug. 3, 1956, ch. 944, Sec. 2, 70 Stat. 1021; amended Pub.
L. 85-508, Sec. 12(n), July 7, 1958, 72 Stat. 348; Pub. L. 90-219,
title II, Sec. 202, Dec. 20, 1967, 81 Stat. 668; Pub. L. 90-466,
Sec. 1(a), Aug. 8, 1968, 82 Stat. 662; Pub. L. 92-397, Secs. 2,
3(c), Aug. 22, 1972, 86 Stat. 579, 580; Pub. L. 94-554, Sec. 2,
Oct. 19, 1976, 90 Stat. 2603; Pub. L. 95-598, title II, Sec. 211,
Nov. 6, 1978, 92 Stat. 2661; Pub. L. 99-336, Sec. 2(a), (d)(1)-(3),
(e), June 19, 1986, 100 Stat. 633, 635-637; Pub. L. 99-396, Sec.
21(b), Aug. 27, 1986, 100 Stat. 846; Pub. L. 100-659, Sec. 3(a),
Nov. 15, 1988, 102 Stat. 3917; Pub. L. 100-702, title X, Sec.
1017(a), Nov. 19, 1988, 102 Stat. 4670; Pub. L. 101-650, title III,
Secs. 306(b), 321, 322(a)-(f), (g)[(h)], Dec. 1, 1990, 104 Stat.
5109, 5117-5120; Pub. L. 102-572, title II, Sec. 201(a)-(i), title
IX, Sec. 902(b), Oct. 29, 1992, 106 Stat. 4508-4510, 4516; Pub. L.
104-317, title III, Secs. 302, 308, Oct. 19, 1996, 110 Stat. 3851,
3853; Pub. L. 106-518, title III, Sec. 312(b), Nov. 13, 2000, 114
Stat. 2421.)
-REFTEXT-
REFERENCES IN TEXT
The date of the enactment of the Retirement and Survivors'
Annuities for Bankruptcy Judges and Magistrates Act of 1988,
referred to in subsec. (a)(1)(v), is the date of the enactment of
Pub. L. 100-659, which was approved Nov. 15, 1988.
The date of the enactment of the Federal Courts Study Committee
Implementation Act of 1990, referred to in subsec. (a)(1)(vi), is
the date of enactment of Pub. L. 101-650, which was approved Dec.
1, 1990.
The date of the enactment of the Federal Courts Administration
Act of 1992, referred to in subsec. (a)(1)(vii), is the date of
enactment of Pub. L. 102-572, which was approved Oct. 29, 1992.
Section 3 of the Judicial Survivors' Annuities Reform Act,
referred to in subsec. (b)(3), is section 3 of Pub. L. 94-554,
which is set out as a note below.
-MISC1-
AMENDMENTS
2000 - Subsec. (a)(1)(D). Pub. L. 106-518, Sec. 312(b)(1),
substituted "subsection (a)" for "subsection (b)".
Subsec. (a)(2)(D). Pub. L. 106-518, Sec. 312(b)(2), substituted
"subsection (b) or (c)" for "subsection (c) or (d)".
1996 - Subsec. (b)(1). Pub. L. 104-317, Sec. 308, amended par.
(1) generally. Prior to amendment, par. (1) read as follows: "Every
judicial official who files a written notification of his or her
intention to come within the purview of this section, in accordance
with paragraph (1) of subsection (a) of this section, shall be
deemed thereby to consent and agree to having deducted and withheld
from his or her salary, a sum equal to 2.2 percent of that salary,
and a sum equal to 3.5 percent of his or her retirement salary. The
deduction from any retirement salary -
"(A) of a justice or judge of the United States retired from
regular active service who is described in section 371(b)(1) of
this title,
"(B) of a justice or judge of the United States retired under
section 372(a) of this title who is willing and able to perform
judicial duties in accordance with section 294 of this title,
"(C) of a judge of the United States Court of Federal Claims
retired under section 178(a) or (b) of this title who meets the
requirements of section 178(d) of this title, or
"(D) of a judicial official on recall under section 155(b),
797, 373(c)(4), 375, or 636(h) of this title,
shall be an amount equal to 2.2 percent of retirement salary."
Subsec. (o)(1). Pub. L. 104-317, Sec. 302, substituted "while
receiving retirement salary, or after filing an election and
otherwise complying with the conditions under subsection (b)(2) of
this section," for "or while receiving 'retirement salary'," in
introductory provisions.
1992 - Subsec. (a)(1). Pub. L. 102-572, Secs. 201(a), 902(b)(2),
in concluding provisions substituted "Court of Federal Claims" for
"Claims Court" in cl. (vi) and added cl. (vii).
Subsec. (a)(1)(G), (2)(G). Pub. L. 102-572, Sec. 902(b)(1),
substituted "United States Court of Federal Claims" for "United
States Claims Court".
Subsec. (b). Pub. L. 102-572, Sec. 201(b), designated first
sentence as par. (1), substituted "a sum equal to 2.2 percent of
that salary, and a sum equal to 3.5 percent of his or her
retirement salary." and second sentence for "including any
'retirement salary', a sum equal to 5 percent of that salary.",
added par. (2), designated last 3 sentences as par. (3), and
substituted "deducted and withheld from the salary of each judicial
official under paragraphs (1) and (2) of this subsection" for "so
deducted and withheld from the salary of each such judicial
official".
Subsec. (d)(1), (2). Pub. L. 102-572, Sec. 201(c), substituted
"3.5 percent" for "5 percent".
Subsec. (g). Pub. L. 102-572, Sec. 201(d), amended subsec. (g)
generally. Prior to amendment, subsec. (g) read as follows: "If any
judicial official resigns from office without receiving any
'retirement salary,' all amounts credited to his or her individual
account, together with interest at 4 percent per annum to December
31, 1947; and at 3 percent per annum thereafter, compounded on
December 31 of each year, to the date of his or her relinquishment
of office, shall be returned to that judicial official in a
lump-sum payment within a reasonable period of time following the
date of his or her relinquishment of office. For the purposes of
this subsection a 'reasonable period of time' shall be presumed to
be no longer than one year following the date upon which such
judicial official relinquished his or her office."
Subsec. (h)(1). Pub. L. 102-572, Sec. 201(e), substituted "while
receiving retirement salary, or after filing an election and
otherwise complying with the conditions under subsection (b)(2) of
this section" for "or while receiving 'retirement salary,' ".
Subsec. (k)(5). Pub. L. 102-572, Sec. 201(f), added par. (5).
Subsec. (l)(1). Pub. L. 102-572, Sec. 201(g), substituted ", or
during those three years while receiving a retirement salary, in
which his or her annual salary or retirement salary" for "in which
his or her annual salary" in cl. (i) of introductory provisions,
added subpar. (D), and redesignated former subpar. (D) as (E).
Subsec. (v). Pub. L. 102-572, Sec. 201(h), added subsec. (v).
Subsec. (w). Pub. L. 102-572, Sec. 201(i), added subsec. (w).
1990 - Subsec. (a)(1). Pub. L. 101-650, Sec. 306(b)(1), added
subpar. (G) and cl. (vi) before semicolon at end.
Subsec. (a)(2)(G). Pub. L. 101-650, Sec. 306(b)(2), added subpar.
(G).
Subsec. (a)(5)(C). Pub. L. 101-650, Sec. 322(g)(2), substituted
"paragraph" for "subparagraph".
Subsec. (a)(7). Pub. L. 101-650, Sec. 322(b), added par. (7).
Subsec. (b). Pub. L. 101-650, Sec. 306(b)(3), substituted
"section 178 or 377" for "section 377" in two places.
Subsec. (h)(1). Pub. L. 101-650, Sec. 322(a)(1)-(4), inserted
"(A)" before "after having completed", inserted ", or (B) if the
death of such judicial official was by assassination, before having
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